Ownership structure and risk-taking : comparative evidence from private and state-controlled banks in China

Yizhe DONG, Aberystwyth University
Chao MENG, Hongyuan Securities, Beijing
Michael Arthur FIRTH, Department of Finance and Insurance, Lingnan University
Wenxuan HOU, Business School, University of Edinburgh

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Abstract

This study examines the impact of ownership structure on Chinese banks' risk-taking behaviours. We classify the Chinese commercial banks into three categories based on the types of controlling shareholder, and find that banks controlled by the government (GCBs) tend to take more risks than those controlled by state-owned enterprises (SOECBs) or private investors (PCBs). This is attributed to the severe political intervention and weak incentives to follow prudent bank management practices for GCBs. We also find that the results are more pronounced among banks with concentrated ownership presumably because the large controlling power helps to enhance the monitoring of the management and promotes prudent operating procedures. Our findings have important implications for the ongoing reform in the Chinese banking sector.